Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joanna Christine Jadlow | 4793164 | 1 | 07/06/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd Richard Amacher | 5487056 | 1 | 07/06/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Joseph Krauss | 6171004 | 1 | 07/06/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Thoele | 1305006 | 3 | 08/16/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Charles Griege | 1552428 | 2 | 08/16/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anne Spencer Delaney | 4570286 | 1 | 02/24/2014 | Customer Dispute | Denied | $170,000.00 | $0.00 | See FINRA Report |
| Darren Lee Henderson | 2923145 | 2 | 10/06/2011 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Allan Michael Budelman | 3210648 | 1 | 08/08/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeremy A Kisner | 2052115 | 2 | 01/18/2011 | Customer Dispute | Award / Judgment | $499,250.00 | $31,768.00 | See FINRA Report |
| Brian Douglas Orton | 2465566 | 1 | 04/01/2010 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |