Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Sylvanus McNinch | 1319783 | 3 | 06/10/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Sylvanus McNinch | 1319783 | 3 | 05/19/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Sylvanus McNinch | 1319783 | 3 | 11/23/2009 | Customer Dispute | Denied | $26,640.40 | $0.00 | See FINRA Report |
| Charles Edward Stockham | 1450631 | 1 | 06/17/2002 | Customer Dispute | Settled | $15,395.40 | $0.00 | See FINRA Report |