Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Louis Criswell | 4416326 | 3 | 12/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Tuohey | 1828227 | 1 | 07/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Louis Criswell | 4416326 | 3 | 10/20/2006 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| William Louis Criswell | 4416326 | 3 | 05/25/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |