Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Stuart Schaffer | 2447250 | 2 | 10/20/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Mark Stuart Schaffer | 2447250 | 2 | 10/05/2022 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Charles Zodda | 5733657 | 2 | 06/13/2017 | Customer Dispute | Settled | $51,146.20 | $0.00 | See FINRA Report |
| Charles Zodda | 5733657 | 2 | 12/23/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brendan Kevin Hayes | 3197327 | 1 | 12/23/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |