Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Andre Pettus | 2940309 | 3 | 12/11/2008 | Customer Dispute | Settled | $600.00 | $0.00 | See FINRA Report |
| Eric Andre Pettus | 2940309 | 3 | 12/13/2007 | Customer Dispute | Settled | $17,885.50 | $0.00 | See FINRA Report |
| Eric Andre Pettus | 2940309 | 3 | 03/24/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |