Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andres Peterson | 4679168 | 5 | 05/10/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Andres Peterson | 4679168 | 5 | 04/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Andres Peterson | 4679168 | 5 | 08/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Andres Peterson | 4679168 | 5 | 08/16/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Andres Peterson | 4679168 | 5 | 09/09/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |