Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristian L Finfrock | 5421676 | 3 | 12/14/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kristian L Finfrock | 5421676 | 3 | 05/24/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kristian L Finfrock | 5421676 | 3 | 01/07/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |