Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lori Fleischhacker Copeland | 6437019 | 3 | 02/21/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Fleischhacker Copeland | 6437019 | 3 | 01/18/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lori Fleischhacker Copeland | 6437019 | 3 | 01/18/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Blair Thompson | 5120504 | 1 | 11/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |