Our Staff has compiled our research into a database of FINRA Broker Disclosures for Halliday Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph M Hill | 2447599 | 8 | 03/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Brian Jones | 5308140 | 1 | 07/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph M Hill | 2447599 | 8 | 01/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph M Hill | 2447599 | 8 | 09/14/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph M Hill | 2447599 | 8 | 09/14/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francis Michael Antalek | 1371939 | 3 | 03/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francis Michael Antalek | 1371939 | 3 | 08/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francis Michael Antalek | 1371939 | 3 | 09/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph M Hill | 2447599 | 8 | 10/04/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph M Hill | 2447599 | 8 | 09/09/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |