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FINRA Broker Disclosures for Halliday Financial, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Halliday Financial, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Joseph M Hill2447599803/29/2022Judgment / Lien$0.00$0.00See FINRA Report
Jeffery Brian Jones5308140107/27/2018Judgment / Lien$0.00$0.00See FINRA Report
Joseph M Hill2447599801/29/2018Judgment / Lien$0.00$0.00See FINRA Report
Joseph M Hill2447599809/14/2017Judgment / Lien$0.00$0.00See FINRA Report
Joseph M Hill2447599809/14/2017Judgment / Lien$0.00$0.00See FINRA Report
Francis Michael Antalek1371939303/06/2017Judgment / Lien$0.00$0.00See FINRA Report
Francis Michael Antalek1371939308/10/2015Judgment / Lien$0.00$0.00See FINRA Report
Francis Michael Antalek1371939309/12/2013Judgment / Lien$0.00$0.00See FINRA Report
Joseph M Hill2447599810/04/2009Employment Separation After Allegations$0.00$0.00See FINRA Report
Joseph M Hill2447599809/09/2009Judgment / Lien$0.00$0.00See FINRA Report

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