Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Keith Shikles | 2514155 | 1 | 05/11/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Duncan Scott Highmark | 2707962 | 1 | 03/02/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |