Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Eric Small | 2004483 | 1 | 05/10/2018 | Customer Dispute | Denied | $28,393.50 | $0.00 | See FINRA Report |
| Daniel Joseph Scholz | 1266467 | 1 | 05/10/2018 | Customer Dispute | Denied | $23,086.30 | $0.00 | See FINRA Report |
| Robert Francis Mahnke | 2476803 | 1 | 08/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jake Christopher O'Banion | 4592009 | 1 | 06/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Harry Albers | 2325 | 12 | 01/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ivar Norman Jones | 2729076 | 2 | 10/04/2016 | Customer Dispute | Denied | $58,938.40 | $0.00 | See FINRA Report |
| Todd Michael Banducci | 2536067 | 1 | 04/11/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Christopher Allen Coffman | 5721671 | 2 | 04/08/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Allen Coffman | 5721671 | 2 | 03/18/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Peter Benard Cohen | 50112 | 1 | 03/17/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |