Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Michael Villarrubia | 7610253 | 1 | 05/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tobin Carl Hoffmann | 1705687 | 2 | 12/06/2021 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Jason Paul Ward | 2948162 | 4 | 08/30/2021 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Brandon Anderson Bowman | 4871073 | 3 | 04/26/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Amy Rogers Blodgett | 2226903 | 1 | 03/22/2021 | Customer Dispute | Award / Judgment | $39,851.60 | $20,102.80 | See FINRA Report |
| Daniel Claude Orcutt | 1837854 | 1 | 01/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Martin Cannon | 3122979 | 4 | 01/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Matthew Martin | 2760601 | 4 | 04/13/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Robert Lavern Swires | 4610740 | 3 | 01/31/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Lavern Swires | 4610740 | 3 | 01/31/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |