Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elisa T Goebel | 5090084 | 1 | 03/27/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Samuel Hennessey | 1863816 | 2 | 01/01/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fate Kellum Spurlock | 1261522 | 2 | 08/09/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fate Kellum Spurlock | 1261522 | 2 | 02/03/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |