Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Henry Gonzalez | 1836525 | 2 | 11/30/2005 | Customer Dispute | Denied | $8,487.25 | $0.00 | See FINRA Report |
| James Matthew Martin | 2760601 | 4 | 03/30/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joe Allen Wilburn | 1012651 | 1 | 03/16/2005 | Customer Dispute | Settled | $78,000.00 | $0.00 | See FINRA Report |
| Jeffrey Charles Graves | 2218131 | 1 | 08/17/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nathanael Lee Arthurs | 2395434 | 1 | 03/22/2004 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Scott Vernon Payden | 1314093 | 3 | 11/20/2003 | Customer Dispute | Award / Judgment | $150,000.00 | $11,000.00 | See FINRA Report |
| Keith Michael Gillies | 1250689 | 1 | 10/30/2003 | Customer Dispute | Closed-No Action | $45,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Green | 3026007 | 1 | 06/23/2003 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Gary Elroy Barth | 2466996 | 5 | 06/16/2003 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
| Margaret Mary Dipaolo | 2843962 | 1 | 06/12/2003 | Customer Dispute | Denied | $156,399.00 | $0.00 | See FINRA Report |