Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Leroy Harrington | 4162327 | 1 | 07/31/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Clark Freeman | 1283664 | 5 | 05/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sean Paul Quigley | 7248853 | 1 | 01/13/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Elroy Barth | 2466996 | 5 | 10/01/2007 | Customer Dispute | Withdrawn | $19,231.00 | $0.00 | See FINRA Report |
| Jeffrey Blair Bryant | 1959796 | 1 | 09/04/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Corey Lynn Poulosky | 2403481 | 1 | 08/21/2007 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Scott Vernon Payden | 1314093 | 3 | 11/21/2006 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Elizabeth Michelle Walker-Sadler | 4773120 | 2 | 10/02/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Maurice Pirtle | 2128409 | 1 | 09/06/2006 | Customer Dispute | Settled | $98,000.00 | $0.00 | See FINRA Report |
| Jeffrey James Heitzman | 1989859 | 1 | 12/20/2005 | Customer Dispute | Settled | $9,312.00 | $0.00 | See FINRA Report |