Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Matthew Martin | 2760601 | 4 | 03/30/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joe Allen Wilburn | 1012651 | 1 | 03/16/2005 | Customer Dispute | Settled | $78,000.00 | $0.00 | See FINRA Report |
| Michael Alan Mumau | 1288895 | 3 | 03/17/2003 | Customer Dispute | Settled | $6,901.70 | $0.00 | See FINRA Report |
| Kim Gerald Allen | 1660033 | 3 | 08/26/2002 | Customer Dispute | Settled | $5,334.33 | $0.00 | See FINRA Report |
| Michael Thomas Muslin | 1780553 | 1 | 01/07/2002 | Customer Dispute | Settled | $47,626.00 | $0.00 | See FINRA Report |
| Marshall Alan Dearden | 1386138 | 1 | 12/18/2001 | Customer Dispute | Settled | $269,204.00 | $0.00 | See FINRA Report |
| Joseph Salvatore Pantozzi | 1065684 | 1 | 10/24/2001 | Customer Dispute | Settled | $468,000.00 | $0.00 | See FINRA Report |
| Anthony Salvatore Socci | 1863263 | 4 | 04/14/2000 | Customer Dispute | Settled | $2,426.00 | $0.00 | See FINRA Report |
| Neil Clark Freeman | 1283664 | 5 | 04/22/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Neil Clark Freeman | 1283664 | 5 | 01/23/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |