Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Anderson Bowman | 4871073 | 3 | 02/02/2023 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Ivar Norman Jones | 2729076 | 2 | 06/01/2022 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Brandon Anderson Bowman | 4871073 | 3 | 04/26/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| James Matthew Martin | 2760601 | 4 | 04/13/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Gary Elroy Barth | 2466996 | 5 | 12/19/2019 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Eugene Francis Buhman | 2116050 | 1 | 10/26/2018 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Todd Michael Banducci | 2536067 | 1 | 04/11/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Christopher Allen Coffman | 5721671 | 2 | 04/08/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Allen Coffman | 5721671 | 2 | 03/18/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Peter Benard Cohen | 50112 | 1 | 03/17/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |