Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Clark Stults | 4015639 | 1 | 10/15/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fate Kellum Spurlock | 1261522 | 2 | 08/09/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |