Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Paul Quigley | 7248853 | 1 | 01/13/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Wayne Culver | 6397592 | 1 | 04/19/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Damon Louis Tomeo | 7324618 | 1 | 08/09/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Albert Guntkowski | 4679214 | 2 | 05/05/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Russell Edward Montgomerie | 3245244 | 1 | 08/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Samuel Hennessey | 1863816 | 2 | 12/01/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Charles Kenan | 1775228 | 1 | 09/13/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elisa T Goebel | 5090084 | 1 | 03/27/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Samuel Hennessey | 1863816 | 2 | 01/01/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fate Kellum Spurlock | 1261522 | 2 | 02/03/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |