Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marcus James Wernke | 6431882 | 1 | 05/20/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrisha Lee | 1624182 | 2 | 05/04/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Martin Cannon | 3122979 | 4 | 06/25/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Blair Bryant | 1959796 | 1 | 09/04/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Martin Cannon | 3122979 | 4 | 01/05/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Salvatore Socci | 1863263 | 4 | 06/12/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |