Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Corey Lynn Poulosky | 2403481 | 1 | 08/21/2007 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Elizabeth Michelle Walker-Sadler | 4773120 | 2 | 10/02/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Henry Gonzalez | 1836525 | 2 | 11/30/2005 | Customer Dispute | Denied | $8,487.25 | $0.00 | See FINRA Report |
| Jeffrey Charles Graves | 2218131 | 1 | 08/17/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Green | 3026007 | 1 | 06/23/2003 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Gary Elroy Barth | 2466996 | 5 | 06/16/2003 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
| Margaret Mary Dipaolo | 2843962 | 1 | 06/12/2003 | Customer Dispute | Denied | $156,399.00 | $0.00 | See FINRA Report |
| Joseph Henry Gonzalez | 1836525 | 2 | 05/23/2003 | Customer Dispute | Denied | $21,376.50 | $0.00 | See FINRA Report |
| Wayne David Schmidt | 1313631 | 1 | 02/20/2003 | Customer Dispute | Denied | $187,000.00 | $0.00 | See FINRA Report |
| David John Laplante | 2187509 | 1 | 09/23/2002 | Customer Dispute | Denied | $44,011.00 | $0.00 | See FINRA Report |