Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Elroy Barth | 2466996 | 5 | 10/01/2007 | Customer Dispute | Withdrawn | $19,231.00 | $0.00 | See FINRA Report |
| Corey Lynn Poulosky | 2403481 | 1 | 08/21/2007 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Scott Vernon Payden | 1314093 | 3 | 11/21/2006 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Elizabeth Michelle Walker-Sadler | 4773120 | 2 | 10/02/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Maurice Pirtle | 2128409 | 1 | 09/06/2006 | Customer Dispute | Settled | $98,000.00 | $0.00 | See FINRA Report |
| Jeffrey James Heitzman | 1989859 | 1 | 12/20/2005 | Customer Dispute | Settled | $9,312.00 | $0.00 | See FINRA Report |
| Joseph Henry Gonzalez | 1836525 | 2 | 11/30/2005 | Customer Dispute | Denied | $8,487.25 | $0.00 | See FINRA Report |
| James Matthew Martin | 2760601 | 4 | 03/30/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joe Allen Wilburn | 1012651 | 1 | 03/16/2005 | Customer Dispute | Settled | $78,000.00 | $0.00 | See FINRA Report |
| Jeffrey Charles Graves | 2218131 | 1 | 08/17/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |