Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Michael Banducci | 2536067 | 1 | 04/11/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Christopher Allen Coffman | 5721671 | 2 | 04/08/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Allen Coffman | 5721671 | 2 | 03/18/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Peter Benard Cohen | 50112 | 1 | 03/17/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tobin Carl Hoffmann | 1705687 | 2 | 02/22/2016 | Customer Dispute | Denied | $37,077.10 | $0.00 | See FINRA Report |
| Kenneth Eric Broman | 2731754 | 1 | 04/21/2015 | Customer Dispute | Settled | $72,000.00 | $0.00 | See FINRA Report |
| John Albert Guntkowski | 4679214 | 2 | 02/13/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Arthurs | 4558449 | 2 | 11/03/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kim Gerald Allen | 1660033 | 3 | 08/11/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael James Booth | 5320849 | 1 | 08/08/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |