Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tobin Carl Hoffmann | 1705687 | 2 | 12/06/2021 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Leonid Palanov | 1132920 | 1 | 04/01/2014 | Customer Dispute | Closed-No Action | $7,200.00 | $0.00 | See FINRA Report |
| Gary Elroy Barth | 2466996 | 5 | 02/16/2009 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Michael William Bruin | 1779302 | 1 | 02/09/2009 | Customer Dispute | Closed-No Action | $26,000.00 | $0.00 | See FINRA Report |
| Corey Jeff Raths | 4096666 | 1 | 10/07/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Keith Michael Gillies | 1250689 | 1 | 10/30/2003 | Customer Dispute | Closed-No Action | $45,000.00 | $0.00 | See FINRA Report |
| Phuoc Huu Dang | 1044542 | 2 | 05/17/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Martin Cannon | 3122979 | 4 | 03/02/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $5,000.00 | See FINRA Report |