Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Rogers Blodgett | 2226903 | 1 | 03/22/2021 | Customer Dispute | Award / Judgment | $39,851.60 | $20,102.80 | See FINRA Report |
| Samuel Scott Nelson-Archer | 2586538 | 1 | 07/01/2013 | Customer Dispute | Award / Judgment | $800,000.00 | $17,486.00 | See FINRA Report |
| Scott Vernon Payden | 1314093 | 3 | 11/20/2003 | Customer Dispute | Award / Judgment | $150,000.00 | $11,000.00 | See FINRA Report |