Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John David Pittman | 723742 | 1 | 05/17/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Ross Brenner | 5680867 | 1 | 04/25/2024 | Customer Dispute | Pending | $90,000.00 | $0.00 | See FINRA Report |
| Paul Tunink | 5930891 | 1 | 04/25/2024 | Customer Dispute | Pending | $90,000.00 | $0.00 | See FINRA Report |
| Gary Elroy Barth | 2466996 | 5 | 02/08/2024 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Thomas Kurt Geissler | 2962412 | 1 | 01/22/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Patrick Joseph Kenney | 1449448 | 1 | 01/22/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| John Eggleton | 4954717 | 1 | 12/20/2023 | Customer Dispute | Pending | $450,000.00 | $0.00 | See FINRA Report |
| Gregory Wadsworth Edwards | 1610724 | 1 | 05/08/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brandon Anderson Bowman | 4871073 | 3 | 02/02/2023 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| John Alan Pelham | 1252189 | 1 | 01/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |