Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Eric Trachtenberg | 6995521 | 2 | 10/16/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Eric Singer | 2793302 | 2 | 04/19/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Eric Trachtenberg | 6995521 | 2 | 09/05/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Eric Singer | 2793302 | 2 | 10/06/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |