Our Staff has compiled our research into a database of FINRA Broker Disclosures for Maven Global Markets Trading Llp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian J Doveala | 5950177 | 1 | 03/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Rustan Rettker | 5905312 | 1 | 08/08/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |