Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Patrick Jenkins | 5261717 | 2 | 04/05/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| James Patrick Jenkins | 5261717 | 2 | 03/31/2021 | Customer Dispute | Denied | $510,000.00 | $0.00 | See FINRA Report |
| Bradley Harsch | 1944419 | 1 | 06/05/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |