Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason K Williams | 4676003 | 4 | 11/10/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason K Williams | 4676003 | 4 | 09/10/2019 | Customer Dispute | Award / Judgment | $58,327.50 | $0.00 | See FINRA Report |
| Jason K Williams | 4676003 | 4 | 02/08/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason K Williams | 4676003 | 4 | 12/09/2018 | Customer Dispute | Settled | $24,734.00 | $0.00 | See FINRA Report |