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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 21-25 out of 25 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Patrick Lynch2166274102/12/1999RegulatoryFinal$0.00$0.00See FINRA Report
Jeffrey L Menough2207101204/06/1998Customer DisputeSettled$58,000.00$0.00See FINRA Report
Eduardo C Marr1738269202/18/1998Customer DisputeDenied$17,000.00$0.00See FINRA Report
Jerome Jacob Kahn2115820101/17/1998RegulatoryFinal$0.00$0.00See FINRA Report
Eduardo C Marr1738269202/21/1992Employment Separation After Allegations$0.00$0.00See FINRA Report

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