Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Natasha Boris Titova | 4079963 | 1 | 04/01/2020 | Customer Dispute | Denied | $53,000.00 | $0.00 | See FINRA Report |
| Douglas W O'Connell | 4538806 | 1 | 08/02/2016 | Customer Dispute | Denied | $51,842.00 | $0.00 | See FINRA Report |
| Michael Thomas Smith | 4086330 | 3 | 05/15/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francis Michael Gutrich | 1628258 | 1 | 01/19/2012 | Customer Dispute | Denied | $82,129.00 | $0.00 | See FINRA Report |
| Eduardo C Marr | 1738269 | 2 | 02/18/1998 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |