Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Richard Ostrander | 1794204 | 1 | 10/08/2008 | Customer Dispute | Withdrawn | $31,946.00 | $0.00 | See FINRA Report |
| Michael Richard Rohrwasser | 1131231 | 3 | 07/06/2008 | Customer Dispute | Settled | $63,480.00 | $0.00 | See FINRA Report |
| Michael Thomas Smith | 4086330 | 3 | 04/15/2008 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jeffrey L Menough | 2207101 | 2 | 04/06/1998 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Eduardo C Marr | 1738269 | 2 | 02/18/1998 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |