Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Wheeler Harris | 1789880 | 3 | 03/06/2006 | Customer Dispute | Award / Judgment | $157,234.00 | $50,500.00 | See FINRA Report |
| Mark Wheeler Harris | 1789880 | 3 | 10/16/2002 | Customer Dispute | Award / Judgment | $450,000.00 | $61,032.00 | See FINRA Report |