Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Miles Ross | 1012842 | 3 | 08/08/2008 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Stephen Miles Ross | 1012842 | 3 | 08/24/2001 | Customer Dispute | Settled | $35,637.00 | $0.00 | See FINRA Report |
| Stephen Miles Ross | 1012842 | 3 | 10/21/1993 | Customer Dispute | Settled | $58,740.00 | $0.00 | See FINRA Report |