Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brendan Gilmartin Moody | 5466408 | 1 | 05/11/2017 | Customer Dispute | Denied | $690,000.00 | $0.00 | See FINRA Report |
| Joshi Koneru | 5335312 | 1 | 11/28/2016 | Customer Dispute | Denied | $10,640.00 | $0.00 | See FINRA Report |