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FINRA Broker Disclosures for Student Options, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Student Options, LLC. Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Steven David Student2323402308/16/2021RegulatoryFinal$0.00$0.00See FINRA Report
Brett Robert Pollock1706263102/23/2005RegulatoryFinal$0.00$0.00See FINRA Report
Steven David Student2323402302/23/2005RegulatoryFinal$0.00$0.00See FINRA Report
John Kenneth Durden Jr860423210/22/2001RegulatoryFinal$0.00$0.00See FINRA Report
Steven David Student2323402311/09/2000RegulatoryFinal$0.00$0.00See FINRA Report
John Kenneth Durden Jr860423204/04/1995RegulatoryFinal$0.00$0.00See FINRA Report

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