Our Staff has compiled our research into a database of FINRA Broker Disclosures for Paralel Distributors. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard B Carr | 5173204 | 3 | 06/08/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard B Carr | 5173204 | 3 | 07/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard B Carr | 5173204 | 3 | 09/10/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |