Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Timothy Frawley | 4827671 | 7 | 03/10/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Timothy Frawley | 4827671 | 7 | 06/14/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Timothy Frawley | 4827671 | 7 | 06/07/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Peter Timothy Frawley | 4827671 | 7 | 11/02/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Timothy Frawley | 4827671 | 7 | 02/03/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Timothy Frawley | 4827671 | 7 | 06/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Timothy Frawley | 4827671 | 7 | 12/07/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |