Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Konstantinos Georje Georgostathis | 2409628 | 1 | 05/11/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew David Niederbaumer | 4553475 | 5 | 01/22/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David Niederbaumer | 4553475 | 5 | 11/06/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David Niederbaumer | 4553475 | 5 | 05/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David Niederbaumer | 4553475 | 5 | 12/12/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David Niederbaumer | 4553475 | 5 | 06/20/2016 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Jesse Allen Niederbaumer | 4188328 | 1 | 03/04/2013 | Customer Dispute | Settled | $42,810.00 | $0.00 | See FINRA Report |
| Andrew Allen Meyer | 5954748 | 1 | 03/04/2013 | Customer Dispute | Settled | $42,810.00 | $0.00 | See FINRA Report |