Our Staff has compiled our research into a database of FINRA Broker Disclosures for Directtrade Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Scott Sims | 3247374 | 6 | 09/19/2014 | Customer Dispute | Settled | $18,071,100.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Sims | 3247374 | 6 | 09/17/2014 | Customer Dispute | Settled | $1,337,500.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Sims | 3247374 | 6 | 07/10/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Sims | 3247374 | 6 | 06/23/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Sims | 3247374 | 6 | 04/04/2014 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Sims | 3247374 | 6 | 05/12/2011 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |