Our Staff has compiled our research into a database of FINRA Broker Disclosures for HP Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Christopher Leo | 1690545 | 2 | 02/06/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Christopher Leo | 1690545 | 2 | 02/09/1994 | Customer Dispute | Award / Judgment | $9,996.26 | $3,057.25 | See FINRA Report |