Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Heath Justin Harris | 5183327 | 2 | 01/23/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Plume | 6826151 | 1 | 12/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heath Justin Harris | 5183327 | 2 | 05/24/2017 | Customer Dispute | Withdrawn | $9,000.00 | $0.00 | See FINRA Report |