Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vcexpress Financial Ltd. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Donald Robert Pollard | 2181631 | 2 | 01/08/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Gabriel Iezzoni | 1243767 | 2 | 10/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Donald Robert Pollard | 2181631 | 2 | 01/06/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Gabriel Iezzoni | 1243767 | 2 | 10/29/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Vincent Calvaruso | 1278050 | 2 | 09/03/2002 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
Vincent Calvaruso | 1278050 | 2 | 11/08/1995 | Customer Dispute | Award / Judgment | $4,510.00 | $2,571.00 | See FINRA Report |