Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Lynn Seldon Bridges | 1492165 | 2 | 02/01/2006 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
Catherine Mae Milano | 3003075 | 10 | 04/12/2001 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Lynn Seldon Bridges | 1492165 | 2 | 08/28/1997 | Customer Dispute | Award / Judgment | $26,000.00 | $35,000.00 | See FINRA Report |
Craig Eastman Shepard | 5641025 | 1 | 03/24/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |