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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 21-24 out of 24 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Lynn Seldon Bridges1492165202/01/2006Customer DisputeSettled$13,000.00$0.00See FINRA Report
Catherine Mae Milano30030751004/12/2001Customer DisputeSettled$5,000.00$0.00See FINRA Report
Lynn Seldon Bridges1492165208/28/1997Customer DisputeAward / Judgment$26,000.00$35,000.00See FINRA Report
Craig Eastman Shepard5641025103/24/1988CriminalFinal Disposition$0.00$0.00See FINRA Report

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