Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tcbi Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neal Allen Hiett | 2099325 | 1 | 10/23/2015 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Jennifer Arave Andersen | 5484711 | 1 | 04/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karel Louman | 7644045 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gladis Gonzales | 6525304 | 1 | 06/17/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roy G Popham | 1511128 | 3 | 03/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roy G Popham | 1511128 | 3 | 03/07/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Terence Michael Tucker | 2503144 | 1 | 06/07/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christian Bruce Gibson | 4012510 | 1 | 06/04/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |