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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Barry Peter Mitchell1807506408/25/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Barry Peter Mitchell1807506403/05/2008Customer DisputeDenied$29,000.00$0.00See FINRA Report
Barry Peter Mitchell1807506410/07/2002Customer DisputeDenied$105,700.00$0.00See FINRA Report
Barry Peter Mitchell1807506408/18/1994Customer DisputeSettled$138,465.00$0.00See FINRA Report

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