Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Joseph O'Malley | 810816 | 2 | 11/02/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Terry Michael Reinhart | 2809373 | 1 | 10/13/2010 | Customer Dispute | Award / Judgment | $100,000.00 | $55,000.00 | See FINRA Report |
Alan Levine | 3114259 | 1 | 05/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Robert Willis Lester | 1831092 | 4 | 03/01/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Richard Horace Hoffman | 247863 | 2 | 01/29/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
William Keith Colvett | 4311759 | 1 | 10/30/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
David Glenn Haislip | 714334 | 1 | 07/15/2009 | Customer Dispute | Denied | $45,752.80 | $0.00 | See FINRA Report |
Daniel Norman Dowd | 2668264 | 1 | 05/01/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Robert William Stankowski | 2650157 | 1 | 04/29/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Charles Norman Peiffer | 1818413 | 1 | 04/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |