Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce C Branstine | 2239356 | 1 | 02/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Christopher Matthews | 4954733 | 5 | 02/29/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Christopher Matthews | 4954733 | 5 | 02/24/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mary Grace Musuneggi | 1020162 | 1 | 01/27/2016 | Customer Dispute | Settled | $5,695.54 | $0.00 | See FINRA Report |
| Christopher Sean Musuneggi | 3124308 | 1 | 01/27/2016 | Customer Dispute | Settled | $5,695.54 | $0.00 | See FINRA Report |
| Steven Lee Barnes | 1988057 | 1 | 06/08/2015 | Customer Dispute | Closed-No Action | $16,555.00 | $0.00 | See FINRA Report |
| Eric Keith Schrott | 4443832 | 2 | 01/16/2015 | Customer Dispute | Denied | $202,852.00 | $0.00 | See FINRA Report |
| Debra Lou Stein | 1375270 | 3 | 07/02/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Devon Olison | 2362526 | 5 | 05/05/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rolf Mendrick Winch | 1317730 | 2 | 02/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |