Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry David Barton Silver | 1106944 | 5 | 10/22/1993 | Customer Dispute | Settled | $39,403.00 | $0.00 | See FINRA Report |
| Barry David Barton Silver | 1106944 | 5 | 10/21/1993 | Customer Dispute | Settled | $8,520.00 | $0.00 | See FINRA Report |
| Barry David Barton Silver | 1106944 | 5 | 10/21/1993 | Customer Dispute | Settled | $19,563.00 | $0.00 | See FINRA Report |
| Barry David Barton Silver | 1106944 | 5 | 07/07/1993 | Customer Dispute | Settled | $28,500.00 | $0.00 | See FINRA Report |
| Lee James Couture | 2019385 | 2 | 03/19/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Martin Prybylo | 826638 | 5 | 08/26/1992 | Customer Dispute | Award / Judgment | $300,000.00 | $17,000.00 | See FINRA Report |
| Barry David Barton Silver | 1106944 | 5 | 07/03/1990 | Customer Dispute | Award / Judgment | $300,000.00 | $206,000.00 | See FINRA Report |
| William Joseph Fahey | 817265 | 1 | 09/18/1989 | Customer Dispute | Final | $250,000.00 | $0.00 | See FINRA Report |
| William Dennis Smith | 1937892 | 1 | 08/10/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Lyn Sigler | 1803313 | 1 | 10/14/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |